The regulatory obligations of holding an Australian…

As a holder of an Australian Financial Services License we have a general obligation to provide efficient, honest and fair financial services. There are numerous regulatory and statutory conditions that ISG must comply with to continue operating its funds management business.

ISG is the sole owner and manager of its financial services license. We don’t “rent, borrow or pay” for the use of another organisations license. What this means is that as an investor you are dealing with the owners and responsible people, that make the day to day decisions, who are responsible for the proper management and maintenance of the license.

There are a number of obligations that we must comply with to operate our investment funds. Some of these obligations include but are not limited tom complying with the conditions of our AFS licence and the Corporations Act 2001; and Obligations relating to:

Conduct and disclosure
The provision of financial services
The competence, knowledge and skills of ISG’s responsible managers
The training and competence of ISG’s authorised representatives
Ensuring ISG’s authorised representatives comply with the financial services laws
Compliance, managing conflicts of interest and risk management
The adequacy of ISG’s financial, technological and human resources, and
ISG’s dispute resolution and compensation arrangements

To read more about ISG’s obligations as an Australian Financial Services Licensee visit the AFS licensee obligations page within the Australian Securities and Investments Commission’s website.

ISG Funds Management

ISG Funds Management is a family-run, independent funds manager that focusses on you with access to private sector project and company investments in a safe and regulated way. When you invest in our funds, you will be investing in medium to large property projects with strong fundamentals in quality locations, or small-to-medium sized businesses with strong prospects and a history of solid performance.

ISG Funds Management is a family-run, independent funds manager that focusses on you with access to private sector project and company investments in a safe and regulated way.

ISG Financial Services Limited (ACN 114 733 569) T/A ISG Funds Management is the holder of the Australian Financial Services Licence no. 290328. It is the Responsible Entity for the ISG Real Estate Equity Fund (ARSN 618 548 780) and the ISG Private Alternatives Fund (ARSN ). Though ISG is licensed by the Australian Securities and Investment Commission (ASIC), you should be aware that ASIC neither endorses, supports nor approves of any information, claims, products or services provided by ISG and/or its agents or representatives.

The Target Market Determinations (TMD) for all ISG investment products are freely available to the general public and can be requested by emailing communications@isgfunds.com.au

General Advice – Any advice provided by ISG is limited to general financial product advice which we provide, for example, in our offer documents, investment newsletters, investor reports and website material. This information generally relates to offer features, investment opportunities, managing risk and return, property market commentaries and/or general economic overviews. ISG does not provide personal financial product advice to retail clients. Before you make any investment decision, we recommend that you obtain advice tailored to address your individual objectives, financial situation and needs from a licensed professional financial adviser.

Privacy Disclaimer – A copy of ISG’s privacy policy is available by visiting the privacy policy or on request from our Investor Services team.

Future Profits Disclaimer – Past performance does not guarantee future performance. There can be no guarantee the assumptions and contingencies on which the forward looking statements, opinions and estimates are based will ultimately prove to be valid or accurate. The forward looking statements, opinions and estimates depend on various factors, many of which are outside the control of ISG.

S734 Restrictions on Advertising & Publicity – The information shared on the website is not a direct or indirect offer made by ISG and/or its agents or representatives. If you are interested in finding out more information about an offer, please click on the request a call button and one of the ISG authorised representatives will contact you. They will provide you a copy of the relevant disclosure document and application form. All details of an offer, including fees and other costs that are associated with investing in an offer, are contained in the disclosure document. To apply to invest in an offer, you will need to complete an application form.